Created 10/23/1997;superceded 08/17/1999.
 Technical Procedures Bulletin 446
SUBJECT:  THE U.S. EAST COAST-GULF OF MEXICO WAVE FORECASTING
MODEL 
This bulletin, prepared by Dr. Y. Y. Chao of the Ocean Modelling Branch,
 Environmental Modelling
Center, National Centers for Environmental Prediction, describes a new 
regional ocean wave model
which encompasses the East Coast of the United States, the Gulf of 
Mexico, and portions of the
northern Caribbean Sea.  This model replaces the old Gulf of Mexico wave
 model and expands the area
of interest to the East Coast of the United States.
The AFOS and DIFAX products for the Gulf of Mexico will continue until 
superceded by AWIPS, but with
output from the new model.  Also, bulletins in WMO GRIB format will be 
sent to AWIPS, Family of
Services and the Global Telecommunications System.  These bulletins will
 be available twice a day. 
The bulletin headers are:
-  OQK(A,C,E,G,I-M)98     ECOGM 10 m wind speed
 -  ORK(A,C,E,G,I-M)98     ECOGM 10 m wind direction
 -  OCK(A,C,E,G,I-M)88     ECOGM total significant wave height
 -  OJK(A,C,E,G,I-M)88     ECOGM period of spectral peak of the 
total wave spectrum
 -  OKK(A,C,E,G,I-M)88     ECOGM mean direction of the total wave 
spectrum
 -  OMK(A,C,E,G,I-M)88     ECOGM mean period of the total wave 
spectrum
 -  ONK(A,C,E,G,I-M)88     ECOGM mean direction of wind waves
 -  OOK(A,C,E,G,I-M)88     ECOGM significant height of swell waves
 -  OPK(A,C,E,G,I-M)88     ECOGM mean direction of swell waves
 -  OYK(A,C,E,G,I-M)88     ECOGM mean period of swell waves
 
where A, C, E, G, I-M stand for the 00-, 06-, 12-, 18-, and 24- through 
48-h projections at 6-h intervals.
Comments and suggestions regarding product formats or the adequacy of 
model forecasts are welcome. 
Please send questions to Yung Y. Chao Yung.Chao@noaa.gov
This Technical Procedures Bulletin supersedes TPB 381, which is now 
operationally obsolete.
 
The U.S. East Coast-Gulf of Mexico
Wave Forecasting Model
 
Y. Y. Chao
 
OMB Contribution Number 149
 1. Introduction 
  A high grid-resolution third generation wave forecasting system has 
been developed for the east coast
of the United States and the Gulf of Mexico.  The general objective of 
this system is to complement
predictions of the present operational global wave model (NOAA/WAM, Chen
 1995) for the Atlantic
coastal areas and to replace the operational wave model for the Gulf of 
Mexico (GMEX, Chao 1991). 
Since the present global model has a grid resolution of 2.5 deg. by 2.5 
deg., the resulting predictions
can not describe wave conditions over the coastal areas with sufficient 
detail.  Because the present Gulf
of Mexico model is a second generation model and does not consider waves
 propagating into the gulf
from the Atlantic Ocean or the Caribbean Sea (It assumes the gulf is a 
closed basin.), it cannot predict
realistic hurricane wave conditions in the gulf.  A particular objective
 is to use the East Coast and Gulf of
Mexico (ECOGM) model as a basis to provide forecast guidance for 
selected locations along the east
coast and the gulf coast where detailed description of wave fields are 
required. Providing forecast
guidance for the yachting venue of the 1996 Summer Olympic Games off 
Savannah, Georgia is a
specific example.
  In order to satisfy the above-mentioned objectives within the 
constraints of computational economy and
computer memory, a model which is capable of handling multiple grids 
must used. Furthermore, in view
of the frequent occurrence of hurricanes and extra-tropical cyclones 
which affect the east coast and the
gulf areas,  the wave model must also provide adequate descriptions of 
the sea state under rapidly
varying weather conditions.  In addition, consideration has to be given 
to the effects of water depth and
ocean currents on the transformation of surface waves.  At present, the 
WAM model readily meets these
requirements.  The capabilities of the WAM model have been assessed in 
SWAMP (1985), SWIM
(1985), WAMDI (1988) and Komen et al (1994).  The model currently 
provides global ocean wave
forecasts at NCEP.
 2. The Wave Forecasting System 
  The system employs the WAM model Cycle-4 version software package 
(G�nther, Hasselmann and
Janssen, 1991).  The model solves the energy balance equation for the 
frequency-direction surface
wave spectrum.  We have assumed that the water surface elevation is not a
 function of time, and there
are no currents involved (e.g., ignoring the existence of the Gulf 
Stream).  Thus, the physics of the
energy balance equation involves mainly spherical propagation, shoaling 
and depth refraction, bottom 
dissipation, wind forcing, white capping, and wave-wave interactions.
      
  The system consists of three grids named A-, B-, and C-grid.  The 
A-grid has a grid size of 1 deg. by 1
deg.  It covers the Atlantic Ocean from latitude 78 deg. S to 78 deg. N 
and from longitude 100 deg. W to
35 deg. E.  The purpose of this grid is to simulate swell which may 
propagate to the area of interest
from far north and far south in the model domain.  It also provides 
boundary conditions for the B-grid. 
The B-grid extends from 98 deg. W to 65 deg. W and from 15 deg. N to 45 
deg. N.  It covers the east
coast, the Gulf of Mexico and the northern portion of the Caribbean Sea.
  The purpose of including the
Caribbean Sea is to simulate hurricane waves generated in the region 
entering the gulf through the
Yucatan Channel. The grid size is 1/4 deg. by 1/4 deg.  A C-grid area 
extends from land to 76 deg. W
and from 25 deg. N to 35 deg. N stretching from the tip of Florida to 
Cape Hatteras enclosing the
Savannah waters.  The grid resolution is 1/12 deg. by 1/12 deg.  This 
grid was used for the Olympics
in 1996 and can be moved to different locations for special purposes, 
but is not intended for normal
operational use.
  The prognostic part of the wave spectrum has 25 frequencies and 12 
directions (30 deg. resolution) for
all grids.  The frequency is determined according to the logarithmic 
scale: f(m)=1.1f(m-1), where f, is the
frequency, and m is the band number of the frequency.   The minimum 
frequency (corresponding to the
first frequency band, f(1) ) is given to be 0.042 Hz.  While the maximum
 frequency is 0.411 Hz.  The
computational time step for the source term is the same as the 
propagation term;  for A-grid, the time
step is 20 minutes, for B- and C-grid, 5 minutes and 3 minutes are used,
 respectively.
  The required input data includes water depth and wind fields.  The 
gridded depth fields are derived
from bathymetry data of 5-minute grid-spacing obtained from the National
 Geophysical Data Center. 
Input wind fields, at 10 meters above the mean sea level, are obtained 
from NCEP's operational
atmospheric models: the Global Atmospheric Spectral Model - Aviation Run
 (AVN) (Kanamitsu, et al.
1991) specified at one degree intervals for A-grid and the regional 
meso-eta model which has a grid
resolution of 29 km (Black 1994) for B- and C-grids.  Wind data are 
given at three hour intervals up to
36 hours.
  The system runs twice daily using wind data from AVN run at 00Z (and 
12Z) and from meso-eta model
run at 03Z (and 15Z).  Each cycle produces up to 36 hour forecasts at 
three hour intervals.   For A-grid,
a 12 hour hindcast is performed by using analyzed wind fields to provide
 initial wave fields for the
forecast.
 3. Evaluation of Forecast Results 
                     
 
  Trial operational runs of the system involving all three grids have 
been made since July 1996. An
evaluation of system performance against buoy measurements also has been
 made.  In this section we
begin by presenting a case study for July 1996.  Several significant 
marine weather related events
occurred during the month which caused great concern of wave condition 
in the region.  First, Hurricane
Bertha swept through the east coast in mid-July.  Second, TWA Flight 800
 crashed off the Long Island
coast on the 17th.  Third, the yacht races of the 1996 Summer Olympics 
took place off the Savannah
coast from July 22 to August 2.  Next, we present wind and wave 
conditions caused by an extra-tropical
storm - 1997 Easter storm, in contrast with the tropical storm - 
Hurricane Bertha.  Finally, we present the
error statistics of the performance of new model in comparison with 
existing global and regional models
by using model and buoy data for a period of about a year during the 
years 1996 and 1997.
  
  Figure
 1 shows time series plots of the wind speed, wind direction, 
significant
wave height and peak wave period measured at NDBC buoy station 41004 and
 corresponding
parameters from B-grid model (denoted as ECOGM) output for 24 hour 
forecasts for July 1996.  Buoy
41004 is located offshore from the Summer Olympic site for yacht racing.
  The rise of high waves shown
in the time series corresponds to the time when Hurricane Bertha swept 
over the east coast. Similar
displays for NDBC buoy station 44025 are shown in Fig.
 2.  Buoy 44025 is
located off the southern shore of Long Island  near the location where 
TWA Flight 800 crashed at about
00Z, July 18th (corresponding to 8:00 p.m. July 17th local time).  In 
general, as can be seen from these
figures, the model wave height agrees with the observed trend, even 
though Eta29 model wind speeds
appear to be slightly over predicted,  particularly when the hurricane 
was nearby.  The model wave
periods, however, are lower than observed most of the time.
  Figure
 3 shows the 24 hour forecast of wave pattern, including the wave 
height
contour, and mean wave period and direction off Savannah waters, in 
response to the hurricane Bertha
generated wind field.  The circular pattern of wave direction and low 
wave height in  the vicinity of the
hurricane center can be clearly observed.
  Figure
 4 displays time series of observed and 24 hour forecast of wind and
 wave
conditions for April 1997 at buoy station 41001.  The station is located
 at 34.8 deg. N 72.5 deg. W and
shows highest wave heights of all east coast buoys.  Strong winds with 
wind speeds as high as 40 knots
and high waves with heights of more than eight meters are associated 
with an extra-tropical storm.  The
agreement between observed and predicted wave height undulations is 
excellent.  Figure
 5 is an example showing the associated 24 hour forecast wave 
pattern over
coastal waters near Cape Hatteras.
  Figure
 6a shows the scatter plots and error statistics of the significant 
wave
height (Hs), wind speed (spd) and wind direction (dir) from the year 
long ECOGM model and buoy data. 
These statistics include the root mean square error (rms), mean bias 
error (bis), correlation coefficient
(cor), and scatter index (sci) and were calculated based on the 
available number of data points (ndp).  In
the figure, ECOSD represents the use of data at buoy stations in the 
east coast deep water which has a
water depth of greater than 100 meters.  The names of buoy stations are 
also identified in the figure. 
Similar data are shown in Fig.
 6b for the existing global wave model GLWAM
(officially, NOAA/WAM).  It can be seen that the new model (ECOGM) 
provides better wave height
forecasts for the offshore region of the east coast than the global 
model.  A Similar statement can be
made for the shallow water (less than 100 meter) portion of the east 
coast as shown in Fig.
 7a and Fig.
 7b for ECOGM and GLWAM, respectively.
  In the Gulf of Mexico, there seems to be no distinct difference in the
 error statistics between the new
model and the existing operational model GMX2G (officially, GMEX).  
Scatter plots for two model
forecasts are shown in Fig.
 8a and Fig.
 8b for the deep
water region and Fig.
 9a and Fig.
 9b for shallow water.  It
should be noted, however, that the period of statistical study is 
limited to the winter and spring seasons
so that no rapidly changing wind conditions such as hurricane winds are 
involved.  As such, the strength
of GMX2G, appropriate for a closed basin and relatively steady wind 
conditions, is fully used.  In
contrast, the strength of new model in treating hurricane generated 
waves has not been taken
advantage of.  It is expected that with the opening of connections to 
the Atlantic Ocean and the
Caribbean Sea, more realistic prediction of hurricane generated waves in
 the gulf can be achieved with
the new model as demonstrated during hurricane Bertha.
 4. Model Products 
  The ECOGM model products for the Gulf of Mexico will include the 
current suite of DIFAX and AFOS
products until these communications modes are superseded by AWIPS.  
These products include
forecasts of the frequency directional spectrum, significant wave height
 associated with the total
spectrum energy, significant wave heights of the wind-sea and swell, 
mean periods of wind-sea and
swell at each grid point at 12-h intervals from 00 - 36 hours.  When the
 32 km early eta model becomes
available, these will again extend to 48 hours.
On AFOS, only the significant wave height of the total energy and the 
prevailing wave direction (either of
the wind-sea or swell) at selected grid points are transmitted.  Figure
 10 presents
a sample AFOS chart.  The arrows indicate the prevailling wave 
directions and the numerical values
next to them indicate the total significant wave height in feet.  These 
charts are transmitted twice daily at
approximately 0515 UTC and 1735 UTC under the AFOS headers listed below.
  - NMCGPH6TY         00H GMX SWH PDR
  
 - NMCGPH6UY         12H GMX SWH PDR
  
 - NMCGPH6VY         24H GMX SWH PDR
  
 - NMCGPH6WY         36H GMX SWH PDR
  
 - NMCGPH6ZY         48H GMX SWH PDR          Available when 32 
km eta becomes available
 
  On DIFAX, a similar graphic is used, with the same data being 
displayed at an increased density of
grid points as compared to the AFOS plots.  A five panel chart depicting
 wave direction and wave
heights is sent out twice a day at 0708 UTC (slot D0140) and at 1827 UTC
 (slot D184).  Each panel
deicts the forecast guidance for 00-, 12-, 24-, 36-, and 48-h, 
respectively.  Figure
11 shows a sample DIFAX chart.  The 48-h panel will be blank until 
the 32 km resolution early eta
is implemented at which time the 48-h chart will be restored.
  The model data will also be available as GRIB bulletins.  The data 
will be sent on a regional 0.25 x
0.25 deg. longitude/latitude grid covering the area of the ECOGM.  These
 data will be sent to Family of
Services, Global Telecommunications System, and AWIPS.  The fields will 
be decoded on AWIPS and
displayed as desired.  These charts are also available at the OMB web 
site on internet.
(http://polar.ncep.noaa.gov/regional.waves)  The bulletin headers are 
listed below:
  - OQK(A,C,E,G,I-M)98     ECOGM 10 m wind speed
  
 - ORK(A,C,E,G,I-M)98     ECOGM 10 m wind direction
  
 - OCK(A,C,E,G,I-M)88     ECOGM total significant wave height
  
 - OJK(A,C,E,G,I-M)88     ECOGM period of spectral peak of wave 
spectrum
  
 - OKK(A,C,E,G,I-M)88     ECOGM mean direction of the total wave
 spectrum
  
 - OMK(A,C,E,G,I-M)88     ECOGM mean period of the total wave 
spectrum
  
 - ONK(A,C,E,G,I-M)88     ECOGM mean direction of wind waves
  
 - OOK(A,C,E,G,I-M)88     ECOGM significant height of swell 
waves
  
 - OPK(A,C,E,G,I-M)88     ECOGM mean direction of swell waves
  
 - OYK(A,C,E,G,I-M)88     ECOGM mean period of swell waves
 
where A, C, E, G, I-M stand for the 00-, 06-, 12-, 18-, and 24- through 
48-h projections at 6-h
intervals.
 5. Concluding Remarks 
  Trial operational runs of the newly developed wave forecast system for
 the east coast and the Gulf of
Mexico - ECOGM model have been made.  The results of a comparison of 
model output against buoy
measurement has shown that the system, in general, can produce adequate 
sea state forecasts for the
east coast of the United States and the Gulf of Mexico as well.  Figures 12 to
15 summarize the model performance by comparing about a year long 
monthly mean bias and root
mean square errors of the new model and the existing global (GLWAM) and 
regional (GMX2G) models. 
Based on these results, the following statements can be made:
- (1) ECOGM is superior to GLWAM for the east coastal waters under 
both normal and extreme wind
conditions.             
 - (2) ECOGM is comparable to GMX2G for the Gulf of Mexico under 
normal wind conditions and will
be better than GMX2G if improved EDAS is used to initialize ETA model 
winds.
 - (3) For hurricane wind conditions, ECOGM is superior to GMX2G, 
because the former has better
model physics and boundary specifications.
 
 References 
-  Black, T. L.,1994: The New NMC mesoscale eta model: 
Description and forecast examples.
Wea. Forecasting, 9, 265-278.
 -  Chao, Y. Y.,1991: The Gulf of Mexico spectral wave 
forecast model and products. TPB
No.381, National Weather Service, NOAA, U.S. Department of Commerce,
 4pp.
 -  Chen, H. S., 1995: Ocean surface waves. TPB No.426,
 National Weather Service, NOAA,
U.S. Department of Commerce, 17pp.
 -  Gunther, H., S. Hasselmann and P.A.E.M. Janssen, 1991: 
The WAM Model Cycle 4. Tech.
Rept. 4, Deutsches Klimarechenzentrum, Hamburg, 91pp.
 -  Kanamitsu, M., J. C. Alpert, K. A. Campana, P. M. 
Caplan, D. G. Deaven, M. Iredell, B. Katz, H.-L.
Pan, J. Sela and G. H. White, 1991: Recent Changes Implemented into the 
Global Forecast System at
NMC. Wea. Forecasting, 6, 425-435.
                
 -  Komen, G. J., L. Cavaleri, M. Donelan,  K. 
Hasselmann, S. Hasselmann and P. A. E. M. Janssen,
1994: Dynamics and Modeling of Ocean Waves, Cambridge University 
Press, Cambridge. 532
pp.
 -  SWAMP group, 1985: An intercomparison study of 
wind wave prediction model, part 1: Principal
Results and Conclusions, in: Ocean Wave Modeling; Plenum, New 
York, 256 pp.
 -  SWIM group, 1985: Shallow water intercomparison 
of wave prediction models (SWIM). Quart J.
Roy. Meteor. Soc., 111, 1087-1113.
 -  WAMDI group, 1988: The WA model - a third 
generation ocean wave prediction model. J.
Phys. Oceanogr, 18, 1775 -1810.
 
 Figures and Captions 
-  Fig.
 1 Time series of wind and wave parameters of 24-hr model forecasts 
(*
mark) and buoy measurements (solid line) at NDBC station 41004 for July 
1996. 
 -  Fig.
 2 Time series of wind and wave parameters of 24-hr model forecasts 
(*
mark) and buoy measurements (solid line) at NDBC station 44025 for July 
1996.
 -  Fig.
 3 An example of 24-hr forecast of wave pattern caused by Hurricane
Bertha 1996.
 -  Fig.4
 Time series of wind and wave parameters of 24-hr model forecasts (*
mark) and buoy measurements (solid line) at NDBC station 41001 for July 
1996.
 -  Fig.
 5 An example of 24-hr forecast of wave pattern caused by Easter 
storm
1997.
 -  Fig.
 6a Scatter plots and statistics of the new model for the east coast
 deep
water.
 -  Fig.
 6b Scatter plots and statistics of the existing global wave model 
for the
east coast deep water.
 -  Fig.
 7a Scatter plots and statistics of the new model for the east coast
shallow water.
 -  Fig.
 7b Scatter plots and statistics of the existing global wave model 
for the
east coast shallow water.
 -  Fig.
 8a Scatter plots and statistics of the new model for the Gulf of 
Mexico
deep water.
 -  Fig.
 8b Scatter plots and statistics of the existing regional wave model
 for
the Gulf of Mexico deep water.
 -  Fig.
 9a Scatter plots and statistics of the new model for the Gulf of 
Mexico
shallow water.
 -  Fig.
 9b Scatter plots and statistics of the existing regional wave model
 for
the Gulf of Mexico shallow water.
 -  Fig.
 10 Sample AFOS graphic depicting the mean wave direction (arrows)
and the significant wave height (in feet).
 -  Fig.
 11 Sample DIFAX chart depicting mean wave direction (arrows) and
significant wave heights (numbers at arrow head in feet) at every other 
grid point.  NOTE:  This is an
enlargement of one panel of a five-panel chart.
 -  Fig.
 12a Monthly series of error statistics of the new wave model for 
the
east coast deep water. 
 -  Fig.
 12b Monthly series of error statistics of the operational global 
wave
model for the east coast deep water.
 -  Fig.
 13a Monthly series of error statistics of the new wave model for 
the
east coast shallow water.
 -  Fig.
 13b Monthly series of error statistics of the operational global 
wave
model for the east coast shallow water.
 -  Fig.
 14a Monthly series of error statistics of the new wave model for 
the
Gulf of Mexico deep water.
 -  Fig.
 14b Monthly series of error statistics of the operational regional 
wave
model for the Gulf of Mexico deep water.
 -  Fig.
 15a Monthly series of error statistics of the new wave model for 
the
Gulf of Mexico shallow water. 
 -  Fig.
 15b Monthly series of error statistics of the operational regional 
wave
model for the  Gulf of Mexico shallow water.